C3.ai, Inc. — Director's Dealing 2021

Nov 18, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: C3.ai, Inc. (AI)
CIK: 0001577526
Period of Report: 2021-11-15

Reporting Person: SIEBEL THOMAS M (Director, Chief Executive Officer, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-11-15	Class A Common Stock	S	237179	$48.38	Disposed	3875133	Indirect
2021-11-15	Class A Common Stock	S	60779	$49.17	Disposed	381354	Indirect
2021-11-15	Class A Common Stock	S	59967	$50.27	Disposed	3754387	Indirect
2021-11-15	Class A Common Stock	S	11600	$51.20	Disposed	3742787	Indirect
2021-11-16	Class A Common Stock	S	106635	$46.96	Disposed	3636152	Indirect
2021-11-16	Class A Common Stock	S	128512	$47.93	Disposed	3507640	Indirect
2021-11-16	Class A Common Stock	S	10816	$48.45	Disposed	3496824	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	1756390	Direct
Class A Common Stock	9216	Indirect
Class A Common Stock	170294	Indirect
Class A Common Stock	72695	Indirect
Class A Common Stock	1237115	Indirect

Footnotes

F1: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2: Represents weighted average sales price. The shares were sold at prices ranging from $47.78 to $48.775. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

F4: Represents weighted average sales price. The shares were sold at prices ranging from $48.78 to $49.73. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F5: Represents weighted average sales price. The shares were sold at prices ranging from $49.935 to $50.93. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F6: Represents weighted average sales price. The shares were sold at prices ranging from $50.95 to $51.55. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F7: Represents weighted average sales price. The shares were sold at prices ranging from $46.43 to $47.42. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F8: Represents weighted average sales price. The shares were sold at prices ranging from $47.43 to $48.4275. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F9: Represents weighted average sales price. The shares were sold at prices ranging from $48.43 to $48.53. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F10: The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is Chairman.

F11: The shares are held by Siebel Asset Management, L.P., of which the Reporting Person is the general partner.

F12: The shares are held by Siebel Asset Management III, L.P., of which the Reporting Person is the general partner.

F13: The shares are held by The Siebel 2011 Irrevocable Children's Trust, of which the Reporting Person is co-trustee.