C3.ai, Inc. — Director's Dealing 2021

Nov 22, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: C3.ai, Inc. (AI)
CIK: 0001577526
Period of Report: 2021-11-18

Reporting Person: ABBO EDWARD Y (Chief Technology Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-11-18	Class A Common Stock	M	21266	$1.56	Acquired	82553	Direct
2021-11-18	Class A Common Stock	S	11633	$42.57	Disposed	70920	Direct
2021-11-18	Class A Common Stock	S	3856	$43.26	Disposed	67064	Direct
2021-11-18	Class A Common Stock	S	5732	$44.61	Disposed	61332	Direct
2021-11-18	Class A Common Stock	S	1917	$45.56	Disposed	59415	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-11-18	Stock Option (Right to Buy)	$1.56	M	21266	Disposed	2024-01-20	Class A Common Stock (21266)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	99137	Indirect
Class A Common Stock	448733	Indirect

Footnotes

F1: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2: Represents weighted average sales price. The shares were sold at prices ranging from $42.05 to $43.03. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3: Represents weighted average sales price. The shares were sold at prices ranging from $43.05 to $43.97. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F4: Represents weighted average sales price. The shares were sold at prices ranging from $44.06 to $45.02. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F5: Represents weighted average sales price. The shares were sold at prices ranging from $45.07 to $46.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F6: The shares are held by the Edward Y. Abbo and Alison C. Abbo 2001 Family Trust, of which the Reporting Person is trustee.

F7: The shares are held by the Abbo 2012 Children's Trust, of which the Reporting Person is trustee.

F8: Fully vested.