C3.ai, Inc. — Director's Dealing 2021

Dec 13, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: C3.ai, Inc. (AI)
CIK: 0001577526
Period of Report: 2021-12-03

Reporting Person: Parkkinen Juho (Chief Accounting Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	60000	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$50.61	2031-09-02	Class A Common Stock (50000)		Direct

Footnotes

F1: Represents awards in the aggregate of 60,000 restricted stock units subject to time-based vesting conditions in accordance with the underlying award. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2: Twenty percent (20%) of the shares subject to the option grant vested on August 15, 2022, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates.