C3.ai, Inc. — Director's Dealing 2020

Dec 8, 2020

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: C3.ai, Inc. (AI)
CIK: 0001577526
Period of Report: 2020-12-08

Reporting Person: Mickelsen Brady (Senior VP and General Counsel)

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	229444	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$4.68	2029-08-28	Class A Common Stock (753889)		Direct

Footnotes

F1: Twenty percent (20%) of the shares subject to the option grant vested on August 29, 2020, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates.
Original option grant was for 983,332 shares, of which 229,443 shares have been exercised.