C3.ai, Inc. — Director's Dealing 2020

Dec 8, 2020

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: C3.ai, Inc. (AI)
CIK: 0001577526
Period of Report: 2020-12-08

Reporting Person: Raj Nehal (Director)

Holdings (Non-Derivative)

Security	Shares	Ownership
No securities beneficially owned	0	Direct

Footnotes

F1: Nehal Raj is a TPG Partner. TPG is affiliated with each of (i) The Rise Fund Cadia, L.P., (ii) TPG Growth III Cadia, L.P., and (iii) TPG Tech Adjacencies Cadia, L.P. (collectively, the "TPG Funds"), which in the aggregate hold (a) 673,525 shares of Class A-1 Common Stock of C3.ai, Inc. (the "Issuer"), (b) 584,795 shares of Series C* Preferred Stock of the Issuer, (c) 8,535,475 shares of Series D Preferred Stock of the Issuer, (d) 65,591 shares of Series E Preferred Stock of the Issuer, (e) 3,825,203 shares of Series F Preferred Stock of the Issuer, and (f) 2,522,042 shares of Series G Preferred Stock of the Issuer.

F2: Mr. Raj disclaims beneficial ownership of all of the securities that are or may be beneficially owned by the TPG Funds or any of their affiliates. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that Mr. Raj is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities of the Issuer for purposes of Section 16 of the Exchange Act or otherwise.