C3.ai, Inc. — Director's Dealing 2020

Dec 9, 2020

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: C3.ai, Inc. (AI)
CIK: 0001577526
Period of Report: 2020-12-08

Reporting Person: Baker Hughes Holdings LLC (Director, 10% Owner)
Reporting Person: Baker Hughes Co (Director, 10% Owner)
Reporting Person: Simonelli Lorenzo (Director)

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	9529762	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Series G Preferred Stock	$		Class A Common Stock (1283333)		Direct

Footnotes

F1: The reported securities are owned directly by Baker Hughes Holdings LLC ("Holdings"). Holdings is a controlled subsidiary of Baker Hughes Company ("Baker Hughes") and may be deemed to have beneficial ownership of the Class A Common Stock and Series G Preferred Stock held directly by Holdings. Baker Hughes disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.

F2: The Series G Preferred Stock will convert to Class A Common Stock on a 1 for 1 basis upon the closing of the initial public offering of the Issuer.