C3.ai, Inc. — Director's Dealing 2020

Dec 15, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: C3.ai, Inc. (AI)
CIK: 0001577526
Period of Report: 2020-12-11

Reporting Person: Baker Hughes Holdings LLC (Director, 10% Owner)
Reporting Person: Baker Hughes Co (Director, 10% Owner)
Reporting Person: Simonelli Lorenzo (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-11	Class A Common Stock	C	1283333	—	Acquired	10813095	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-12-11	Series G Preferred Stock	$	C	1283333	Disposed		Class A Common Stock (1283333)	Direct

Footnotes

F1: The Series G Preferred Stock converted to Class A Common Stock on a 1 for 1 basis and had no expiration date.

F2: The reported securities are owned directly by Baker Hughes Holdings LLC ("Holdings"). Holdings is a majority owned indirect subsidiary of Baker Hughes Company ("Baker Hughes") and may be deemed to have beneficial ownership of the Class A Common Stock and Series G Preferred Stock held directly by Holdings. Baker Hughes disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.