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C. H. ROBINSON WORLDWIDE, INC. — Director's Dealing 2012
Oct 1, 2012
30392_dirs_2012-10-01_9af37268-b626-4705-9bc3-4373477f71d9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: C H ROBINSON WORLDWIDE INC (CHRW)
CIK: 0001043277
Period of Report: 2012-09-27
Reporting Person: SHORT BRIAN (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-09-27 | Common Stock | M | 10000 | $14.82 | Acquired | 21672 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-09-27 | Director Option (Right to Buy) | $14.82 | M | 10000 | Disposed | 2013-02-06 | Common Stock (10000) | Direct |
| 2012-09-28 | Phantom Stock (Restricted Stock Units) | $ | A | 1258 | Acquired | Common Stock (1258) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock (Restricted Stock Units) | $ | Common Stock (666) | 666 | Direct | |
| Phantom Stock (Restricted Stock Units) | $ | Common Stock (448) | 448 | Direct | |
| Phantom Stock (Restricted Stock Units) | $ | Common Stock (981) | 981 | Direct |
Footnotes
F1: Fully vested.
F2: Each phantom share/restricted stock unit will be paid in one share of common stock.
F3: Of the 1,258 restricted stock units, 853 were granted at no cost to the reporting person as an annual equity-based award provided to each non-employee director, and 405 were granted at a price of $58.58 per unit in connection with the reporting person's election to defer receipt of his most recent quarterly cash retainer payment.
F4: Following the reporting person's termination of service as a director, vested restricted stock units become payable in shares of common stock according to the schedule previously chosen by the reporting person.
F5: Amount shown is the number of performance restricted stock units granted in 2008 that have been subject to a performance period extending from 1/1/2008 to 12/31/12. As of the date of this report, 530 of such performance units have vested, and the remaining 451 performance units are eligible to vest depending on the company's performance during the final year of the performance period.