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Burlington Stores, Inc. — Director's Dealing 2013
Oct 2, 2013
30380_dirs_2013-10-01_b66a2593-e474-43da-87bd-dfadb2bc6e5e.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Burlington Stores, Inc. (BURL)
CIK: 0001579298
Period of Report: 2013-10-01
Reporting Person: Sichel Hobart (EVP, Chief Marketing Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 43989 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $0.79 | 2021-06-09 | Common Stock (44011) | Direct | |
| Employee Stock Option (right to buy) | $3.17 | 2021-06-09 | Common Stock (22000) | Direct | |
| Employee Stock Option (right to buy) | $0.79 | 2022-05-21 | Common Stock (18337) | Direct | |
| Employee Stock Option (right to buy) | $3.17 | 2022-05-21 | Common Stock (9163) | Direct | |
| Employee Stock Option (right to buy) | $4.55 | 2023-06-17 | Common Stock (55000) | Direct | |
| Employee Stock Option (right to buy) | $4.55 | 2023-05-21 | Common Stock (27500) | Direct |
Footnotes
F1: The options become exercisable as to 33 1/3 % of the shares on June 9, 2014, as to 33 1/3 % of the shares on June 9, 2015 and as to the remaining 33 1/3 % of the shares on June 9, 2016.
F2: The options become exercisable as to 33 1/3 % of the shares on June 9, 2014, as to 33 1/3 % of the shares on June 9, 2015 and as to the remaining 33 1/3 % of the shares on June 9, 2016.
F3: The options become exercisable as to 40% of the shares on May 21, 2014, as to an additional 20% of the shares on May 21, 2015, as to an additional 20% of the shares on May 21, 2016 and as to the remaining 20% of the shares on May 21, 2017.
F4: The options become exercisable as to 40% of the shares on May 21, 2014, as to an additional 20% of the shares on May 21, 2015, as to an additional 20% of the shares on May 21, 2016 and as to the remaining 20% of the shares on May 21, 2017.
F5: The options become exercisable as to 20% of the shares on May 22, 2018, as to an additional 20% of the shares on May 22, 2019, as to an additional 20% of the shares on May 22, 2020, as to an additional 20% of the shares on May 22, 2021 and as to the remaining 20% of the shares on May 22, 2022.
F6: The options become exercisable as to 40% of the shares on May 21, 2015, as to an additional 20% of the shares on May 21, 2016, as to an additional 20% of the shares on May 21, 2017 and as to the remaining 20% of the shares on May 21, 2018.