AI assistant
BUILD-A-BEAR WORKSHOP INC — Major Shareholding Notification 2010
Feb 9, 2010
32281_mrq_2010-02-09_9c5c2268-0551-41d1-925c-addd914c7e73.zip
Major Shareholding Notification
Open in viewerOpens in your device viewer
PAGEBREAK
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934 (Amendment No. 5)*
Build-A-Bear Workshop, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
120076 10 4
(CUSIP Number)
December 31, 2009
(Date of Event Which Requires Filing of this Statement)
| Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
|---|
| o Rule 13d-1(b) |
| o Rule 13d-1(c) |
| þ Rule 13d-1(d) |
- The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes ).
Folio /Folio
PAGEBREAK
CUSIP No. 120076 10 4 SCHEDULE 13G Page 2 of 7 Pages
| 1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Barney A. Ebsworth | |
|---|---|---|
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | |
| (a) o | ||
| (b) o | ||
| 3 | SEC USE ONLY | |
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | |
| United States | ||
| 5 | SOLE VOTING POWER | |
| NUMBER OF | -0- | |
| SHARES | 6 | SHARED VOTING POWER |
| BENEFICIALLY | ||
| OWNED BY | -0- | |
| EACH | 7 | SOLE DISPOSITIVE POWER |
| REPORTING | ||
| PERSON | -0- | |
| WITH | 8 | SHARED DISPOSITIVE POWER |
| -0- | ||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| -0- | ||
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | |
| o | ||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | |
| 0.0% | ||
| 12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |
| IN |
PAGEBREAK
CUSIP No. 120076 10 4 SCHEDULE 13G Page 3 of 7 Pages
| 1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) The Barney A. Ebsworth Living Trust dated July 23, 1986 | |
|---|---|---|
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | |
| (a) o | ||
| (b) o | ||
| 3 | SEC USE ONLY | |
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | |
| United States | ||
| 5 | SOLE VOTING POWER | |
| NUMBER OF | -0- | |
| SHARES | 6 | SHARED VOTING POWER |
| BENEFICIALLY | ||
| OWNED BY | -0- | |
| EACH | 7 | SOLE DISPOSITIVE POWER |
| REPORTING | ||
| PERSON | -0- | |
| WITH | 8 | SHARED DISPOSITIVE POWER |
| -0- | ||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| -0- | ||
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | |
| o | ||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | |
| 0.0% | ||
| 12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |
| OO (Trust) |
Folio /Folio
PAGEBREAK
TOC /TOC link2 "Item 1(a). Name of Issuer"
Item 1(a). Name of Issuer:
Build-A-Bear Workshop, Inc.
link2 "Item 1(b). Address of Principal Executive Offices of Issuer"
Item 1(b). Address of Principal Executive Offices of Issuer:
1954 Innerbelt Business Center Drive
St. Louis, MO 63114
link2 "Item 2(a). Name of Person(s) Filing"
Item 2(a). Name of Person(s) Filing:
Barney A. Ebsworth
The Barney A. Ebsworth Living Trust dated July 23, 1986 (the Ebsworth Trust )
link2 "Item 2(b). Address of Principal Business Office or, if None, Residence"
Item 2(b). Address of Principal Business Office or, if None, Residence:
4053 Hunts Point Road
Hunts Point, WA 98904
link2 "Item 2(c). Citizenship"
Item 2(c). Citizenship:
Barney A. Ebsworth: United States
The Ebsworth Trust : United States
link2 "Item 2(d). Title of Class of Securities"
Item 2(d). Title of Class of Securities:
Common Stock of Build-A-Bear Workshop, Inc.
link2 "Item 2(e). CUSIP Number"
Item 2(e). CUSIP Number:
120076 10 4
link2 "Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a"
ITEM 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
| (a) | o | Broker or dealer registered under Section 15 of the Exchange Act; |
|---|---|---|
| (b) | o | Bank as defined in Section 3(a)(6) of the Exchange Act; |
| (c) | o | Insurance company as defined in Section 3(a)(19) of the Exchange Act; |
| (d) | o | Investment company registered under Section 8 of the Investment Company Act; |
| (e) | o | An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); |
| (f) | o | An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); |
| (g) | o | A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); |
| (h) | o | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; |
Folio Page 4 of 7 /Folio
PAGEBREAK
| (i) | o | A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; |
|---|---|---|
| (j) | o | A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J); |
| (k) | o | Group, in accordance with Rule 13d-1(b)(1)(ii)(K). |
Not applicable.
link2 "Item 4. Ownership"
ITEM 4. Ownership.
| (a) | As of December 31, 2009, neither the Ebsworth Trust nor Mr. Ebsworth is the beneficial owner
of any shares of the Issuers common stock. |
| --- | --- |
| (b) | The following percentage interest calculations for each of the Reporting Persons are based on
the Issuer having 20,361,705 shares of common stock outstanding as of November 9, 2009, as
reported in the Issuers Form 10-Q filed with the Securities and Exchange Commission on
November 12, 2009: |
| Barney A. Ebsworth | 0.0 |
|---|---|
| The Ebsworth Trust | 0.0 % |
(c) Number of shares as to which each Reporting Person has:
| (i) Sole power to vote or to direct the vote: | |
|---|---|
| Barney A. Ebsworth | 0 |
| The Ebsworth Trust | 0 |
| (ii) Shared power to vote or to direct the vote: | |
| Barney A. Ebsworth | 0 |
| The Ebsworth Trust | 0 |
| (iii) Sole power to dispose or to direct the disposition of: | |
| Barney A. Ebsworth | 0 |
| The Ebsworth Trust | 0 |
| (iv) Shared power to dispose or to direct the disposition of: | |
| Barney A. Ebsworth | 0 |
| The Ebsworth Trust | 0 |
link2 "Item 5. Ownership of Five Percent or Less of a Class"
ITEM 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: þ
link2 "Item 6. Ownership of More than Five Percent on Behalf of Another Person"
ITEM 6. Ownership of More than Five Percent on Behalf of Another Person.
Not applicable.
Folio Page 5 of 7 /Folio
PAGEBREAK
link2 "Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company"
ITEM 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
Not applicable.
link2 "Item 8. Identification and Classification of Members of the Group"
ITEM 8. Identification and Classification of Members of the Group.
Not applicable.
link2 "Item 9. Notice of Dissolution of Group"
ITEM 9. Notice of Dissolution of Group.
Not applicable.
link2 "Item 10. Certifications"
ITEM 10. Certifications.
Not applicable.
| Exhibit | Document Description |
|---|---|
| 99.1 | Agreement Pursuant to Rule 13d-1(k)(1)(iii) |
Folio Page 6 of 7 /Folio
PAGEBREAK
link1 "SIGNATURE"
SIGNATURE
After reasonable inquiry and to the best of the Reporting Persons knowledge and belief, the Reporting Person certifies that the information set forth in this statement is true, complete and correct.
Date: February 2, 2010
| THE BARNEY A. EBSWORTH LIVING TRUST DATED JULY 23,
1986 | |
| --- | --- |
| By: | /s/ Barney A. Ebsworth |
| | Barney A. Ebsworth, Trustee |
| BARNEY A. EBSWORTH | |
|---|---|
| By: | /s/ Barney A. Ebsworth |
| Barney A. Ebsworth |
Folio Page 7 of 7 /Folio