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BUILD-A-BEAR WORKSHOP INC — Director's Dealing 2023
Dec 21, 2023
32281_dirs_2023-12-21_1a8c426a-f89b-4f0b-9d69-2973ea951e1e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BUILD-A-BEAR WORKSHOP INC (BBW)
CIK: 0001113809
Period of Report: 2023-12-19
Reporting Person: John Sharon Price (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-12-19 | Common Stock | M | 4433 | $20.80 | Acquired | 607214 | Direct |
| 2023-12-19 | Common Stock | S | 4433 | $24.0071 | Disposed | 602781 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-12-19 | Employee Stock Option (right to buy) | $20.80 | M | 4433 | Disposed | 2025-03-17 | Common Stock (4433) | Direct |
Footnotes
F1: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person on September 1, 2023.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.00 to $24.02 per share. The Reporting Person undertakes to provide to Build-A-Bear Workshop, Inc., any security holder of Build-A-Bear Workshop, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F3: After giving effect to the transactions reported in this Form 4, Ms. John directly owns 557,380 shares of common stock and 45,401 shares of restricted stock of Build-A-Bear Workshop, Inc. In addition, Ms. John holds vested options to purchase 17,596 shares of Build-A-Bear Workshop, Inc.'s common stock.
F4: The options vest in equal annual installments on March 15, 2016, March 15, 2017, and March 15, 2018.
F5: Price is not applicable to acquisitions resulting from grants of stock options.