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BUILD-A-BEAR WORKSHOP INC — Director's Dealing 2022
Jan 13, 2022
32281_dirs_2022-01-13_94b6ac09-2012-4e97-949b-a5595f2908cc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BUILD-A-BEAR WORKSHOP INC (BBW)
CIK: 0001113809
Period of Report: 2022-01-11
Reporting Person: Todorovic Vojin (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-01-11 | Common Stock | M | 6200 | $8.6 | Acquired | 193633 | Direct |
| 2022-01-11 | Common Stock | S | 4500 | $23 | Disposed | 189133 | Direct |
| 2022-01-11 | Common Stock | S | 1700 | $22.84 | Disposed | 187433 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-01-11 | Employee Stock Option (Right to Buy) | $8.6 | M | 6200 | Disposed | 2023-03-15 | Common Stock (6200) | Direct |
Footnotes
F1: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.69 to $23.23, inclusive, including a trading adjustment of $2.15 per share paid to the Reporting Person in connection with the transaction as a result of broker error. The Reporting Person undertakes to provide to Build-A-Bear Workshop, Inc., any security holder of Build-A-Bear Workshop, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.54 to $23.18, inclusive. The Reporting Person undertakes to provide to Build-A-Bear Workshop, Inc., any security holder of Build-A-Bear Workshop, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F4: After giving effect to the transactions reported in this Form 4, Mr. Todorovic directly owns 124,344 shares of common stock and 63,089 shares of restricted stock of Build-A-Bear Workshop, Inc. In addition, Mr. Todorovic holds vested options to purchase 60,497 shares of Build-A-Bear Workshop, Inc.'s common stock.
F5: The options vested on March 15, 2020.