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BUILD-A-BEAR WORKSHOP INC — Director's Dealing 2022
Mar 22, 2022
32281_dirs_2022-03-22_a1acb035-c3f0-49e9-902f-adab984dcd87.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BUILD-A-BEAR WORKSHOP INC (BBW)
CIK: 0001113809
Period of Report: 2022-03-18
Reporting Person: FENCL ERIC R (CAO, Gen. Counsel & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-03-18 | Common Stock | M | 4749 | $8.85 | Acquired | 236624 | Direct |
| 2022-03-18 | Common Stock | S | 4749 | $18.7454 | Disposed | 231875 | Direct |
| 2022-03-18 | Common Stock | S | 10589 | $18.5414 | Disposed | 221286 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-03-18 | Employee Stock Option (Right to Buy) | $8.85 | M | 4749 | Disposed | 2027-03-14 | Common Stock (4749) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.65 to $18.80, inclusive. The Reporting Person undertakes to provide to Build-A-Bear Workshop, Inc., any security holder of Build-A-Bear Workshop, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.31 to $18.75, inclusive. The Reporting Person undertakes to provide to Build-A-Bear Workshop, Inc., any security holder of Build-A-Bear Workshop, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F3: After giving effect to the transactions reported in this Form 4, Mr. Fencl directly owns 164,942 shares of common stock and 56,344 of restricted stock of Build-A-Bear Workshop, Inc. In addition, Mr. Fencl holds vested options to purchase 17,991 shares of Build-A-Bear Workshop, Inc.'s common stock.
F4: The options vested one-third on each of March 31, 2018, March 31, 2019 and March 31, 2020.