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BUILD-A-BEAR WORKSHOP INC — Director's Dealing 2022
Oct 21, 2022
32281_dirs_2022-10-21_2abae807-44a1-4a12-afbf-53bd6f54ac90.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BUILD-A-BEAR WORKSHOP INC (BBW)
CIK: 0001113809
Period of Report: 2022-10-20
Reporting Person: Todorovic Vojin (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-10-20 | Common Stock | M | 3100 | $8.6 | Acquired | 189043 | Direct |
| 2022-10-20 | Common Stock | S | 3100 | $15.0021 | Disposed | 185943 | Direct |
| 2022-10-21 | Common Stock | M | 19495 | $8.6 | Acquired | 205438 | Direct |
| 2022-10-21 | Common Stock | S | 19495 | $15.0608 | Disposed | 185943 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-10-20 | Employee Stock Option (Right to Buy) | $8.6 | M | 3100 | Disposed | 2023-03-15 | Common Stock (3100) | Direct |
| 2022-10-21 | Employee Stock Option (Right to Buy) | $8.6 | M | 19495 | Disposed | 2023-03-15 | Common Stock (19495) | Direct |
Footnotes
F1: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.04, inclusive. The Reporting Person undertakes to provide to Build-A-Bear Workshop, Inc., any security holder of Build-A-Bear Workshop, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.13, inclusive. The Reporting Person undertakes to provide to Build-A-Bear Workshop, Inc., any security holder of Build-A-Bear Workshop, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F4: After giving effect to the transactions reported in this Form 4, Mr. Todorovic directly owns 147,502 shares of common stock and 38,441 shares of restricted stock of Build-A-Bear Workshop, Inc. In addition, Mr. Todorovic holds vested options to purchase 37,902 shares of Build-A-Bear Workshop, Inc.'s common stock.
F5: The options vested on March 15, 2020.