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BUILD-A-BEAR WORKSHOP INC — Director's Dealing 2022
Dec 8, 2022
32281_dirs_2022-12-08_9c4448cf-6ec1-4072-913b-f6f288cc9dec.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BUILD-A-BEAR WORKSHOP INC (BBW)
CIK: 0001113809
Period of Report: 2022-12-06
Reporting Person: FENCL ERIC R (CAO, Gen. Counsel & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-12-06 | Common Stock | M | 13017 | $13.69 | Acquired | 233380 | Direct |
| 2022-12-06 | Common Stock | S | 13017 | $25.063 | Disposed | 220363 | Direct |
| 2022-12-06 | Common Stock | S | 11582 | $25.0128 | Disposed | 208781 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-12-06 | Employee Stock Option (Right to Buy) | $13.69 | M | 13017 | Disposed | 2026-03-07 | Common Stock (13017) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.895 to $25.375, inclusive. The Reporting Person undertakes to provide to Build-A-Bear Workshop, Inc., any security holder of Build-A-Bear Workshop, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.60 to $25.30, inclusive. The Reporting Person undertakes to provide to Build-A-Bear Workshop, Inc., any security holder of Build-A-Bear Workshop, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F3: After giving effect to the transactions reported in this Form 4, Mr. Fencl directly owns 173,544 shares of common stock and 35,237 shares of restricted stock of Build-A-Bear Workshop, Inc. In addition, Mr. Fencl holds vested options to purchase 4,974 shares of Build-A-Bear Workshop, Inc.'s common stock.
F4: The options vest in equal annual installments over three years from the date of grant.