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BUILD-A-BEAR WORKSHOP INC — Director's Dealing 2021
Oct 6, 2021
32281_dirs_2021-10-06_ba733bfe-7792-4f8a-af3c-958fcb787032.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BUILD-A-BEAR WORKSHOP INC (BBW)
CIK: 0001113809
Period of Report: 2021-10-04
Reporting Person: John Sharon Price (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-04 | Common Stock | M | 50540 | $6.56 | Acquired | 625245 | Direct |
| 2021-10-04 | Common Stock | S | 19970 | $16.87 | Disposed | 605275 | Direct |
| 2021-10-04 | Common Stock | S | 20540 | $16.97 | Disposed | 584735 | Direct |
| 2021-10-05 | Common Stock | M | 34822 | $6.56 | Acquired | 619557 | Direct |
| 2021-10-05 | Common Stock | S | 34822 | $17.09 | Disposed | 584735 | Direct |
| 2021-10-06 | Common Stock | M | 37586 | $6.56 | Acquired | 622321 | Direct |
| 2021-10-06 | Common Stock | S | 37586 | $16.58 | Disposed | 584735 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-04 | Employee Stock Option (Right to Buy) | $6.56 | M | 50540 | Disposed | 2023-06-03 | Common Stock (50540) | Direct |
| 2021-10-05 | Employee Stock Option (Right to Buy) | $6.56 | M | 34822 | Disposed | 2023-06-03 | Common Stock (34822) | Direct |
| 2021-10-06 | Employee Stock Option (Right to Buy) | $6.56 | M | 37586 | Disposed | 2023-06-03 | Common Stock (37586) | Direct |
Footnotes
F1: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2: The reporting price is the weighted average sale price per share for 30 transactions in which the sale prices range from $16.69 to $17.23 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer.
F3: The reporting price is the weighted average sale price per share for 35 transactions in which the sale prices range from $16.80 to $17.09 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer.
F4: The reporting price is the weighted average sale price per share for 62 transactions in which the sale prices range from $16.80 to $17.45 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer.
F5: The reporting price is the weighted average sale price per share for 65 transactions in which the sale prices range from $16.25 to $17.03 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer.
F6: After giving effect to the transactions reported in this Form 4, Ms. John directly owns 372,396 shares of common stock and 212,339 of restricted stock of Build-A-Bear Workshop, Inc. In addition, Ms. John holds vested options to purchase 299,007 shares of Build-A-Bear Workshop, Inc.'s common stock.
F7: The options vested in equal annual installments over four years from the date of the grant.