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BUILD-A-BEAR WORKSHOP INC — Director's Dealing 2021
Dec 3, 2021
32281_dirs_2021-12-03_83a75c25-fb2a-4e6d-8a28-95bcf2c476b9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BUILD-A-BEAR WORKSHOP INC (BBW)
CIK: 0001113809
Period of Report: 2021-12-02
Reporting Person: FENCL ERIC R (CAO, Gen. Counsel & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-02 | Common Stock | M | 25541 | $8.6 | Acquired | 274896 | Direct |
| 2021-12-02 | Common Stock | S | 25541 | $22.0008 | Disposed | 249355 | Direct |
| 2021-12-02 | Common Stock | S | 7091 | $22.0028 | Disposed | 242264 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-02 | Employee Stock Option (Right to Buy) | $8.6 | M | 25541 | Disposed | 2023-03-15 | Common Stock (25541) | Direct |
Footnotes
F1: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.02, inclusive. The Reporting Person undertakes to provide to Build-A-Bear Workshop, Inc., any security holder of Build-A-Bear Workshop, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.02, inclusive. The Reporting Person undertakes to provide to Build-A-Bear Workshop, Inc., any security holder of Build-A-Bear Workshop, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F4: After giving effect to the transactions reported in this Form 4, Mr. Fencl directly owns 185,920 shares of common stock and 56,344 of restricted stock of Build-A-Bear Workshop, Inc. In addition, Mr. Fencl holds vested options to purchase 29,217 shares of Build-A-Bear Workshop, Inc.'s common stock.
F5: The options vested on March 15, 2020.