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BUILD-A-BEAR WORKSHOP INC — Director's Dealing 2021
Dec 9, 2021
32281_dirs_2021-12-09_143bb2d7-be9e-4040-a701-3c9ffd996306.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BUILD-A-BEAR WORKSHOP INC (BBW)
CIK: 0001113809
Period of Report: 2021-12-07
Reporting Person: FENCL ERIC R (CAO, Gen. Counsel & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-07 | Common Stock | M | 6477 | $9.43 | Acquired | 248741 | Direct |
| 2021-12-07 | Common Stock | S | 6477 | $21.7383 | Disposed | 242264 | Direct |
| 2021-12-07 | Common Stock | S | 10389 | $21.300 | Disposed | 231875 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-07 | Employee Stock Option (Right to Buy) | $9.43 | M | 6477 | Disposed | 2024-03-18 | Common Stock (6477) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.47 to $21.99, inclusive. The Reporting Person undertakes to provide to Build-A-Bear Workshop, Inc., any security holder of Build-A-Bear Workshop, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.83, inclusive. The Reporting Person undertakes to provide to Build-A-Bear Workshop, Inc., any security holder of Build-A-Bear Workshop, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F3: After giving effect to the transactions reported in this Form 4, Mr. Fencl directly owns 175,531 shares of common stock and 56,344 of restricted stock of Build-A-Bear Workshop, Inc. In addition, Mr. Fencl holds vested options to purchase 22,740 shares of Build-A-Bear Workshop, Inc.'s common stock.
F4: The options vested vested one-third on each of March 18, 2015, 2016 and 2017.