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BUILD-A-BEAR WORKSHOP INC — Director's Dealing 2020
Apr 16, 2020
32281_dirs_2020-04-16_6e264bba-05b0-493c-b17d-63aa28cec3fe.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BUILD A BEAR WORKSHOP INC (BBW)
CIK: 0001113809
Period of Report: 2020-04-14
Reporting Person: FENCL ERIC R (CAO, Gen. Counsel & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-04-14 | Common Stock | A | 32784 | — | Acquired | 202508 | Direct |
| 2020-04-14 | Common Stock | A | 4556 | — | Acquired | 207064 | Direct |
Footnotes
F1: Grant to reporting person of 32,784 shares of restricted stock. The shares vest on April 14, 2021.
F2: Price is not applicable to grants of restricted stock.
F3: Grant to reporting person of restricted stock upon payout of earned performance share award under a shareholder-approved equity incentive plan. The payout was based on the level of achievement of financial targets for fiscal 2017, 2018 and 2019. The shares will vest, subject to the reporting person's continued employment with the issuer, on April 30, 2020.
F4: After giving effect to the transactions reported in this Form 4, Mr. Fencl directly owns 140,952 shares of common stock and 66,112 shares of restricted stock of Build-A-Bear Workshop, Inc. In addition, Mr. Fencl holds vested options to purchase 65,326 shares of Build-A-Bear Workshop, Inc.'s common stock.