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BUILD-A-BEAR WORKSHOP INC — Director's Dealing 2018
Mar 19, 2018
32281_dirs_2018-03-19_95f087f1-184d-4b28-87f4-607e29319d38.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BUILD A BEAR WORKSHOP INC (BBW)
CIK: 0001113809
Period of Report: 2018-03-15
Reporting Person: Hurt J. Christopher (Chief Operations Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-15 | Common Stock | A | 17442 | — | Acquired | 48658 | Direct |
| 2018-03-15 | Common Stock | F | 1584 | $8.60 | Disposed | 47074 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-15 | Employee Stock Option (Right to Buy) | $8.60 | A | 31926 | Acquired | 2023-03-15 | Common Stock (31926) | Direct |
Footnotes
F1: Grant to reporting person of 17,442 shares of restricted stock. The shares vest in equal annual installments on April 30, 2019, April 30, 2020 and April 30, 2021.
F2: Price is not applicable to grants of restricted stock.
F3: Shares surrendered in payment of tax withholding due upon vesting of restricted stock.
F4: After giving effect to the transactions reported in this Form 4, Mr. Hurt directly owns 6,796 shares of common stock and 40,278 shares of restricted stock of Build-A-Bear Workshop, Inc. In addition, Mr. Hurt holds vested options to purchase 16,088 shares and unvested options to purchase 44,131 shares of Build-A-Bear Workshop, Inc.'s common stock.
F5: The options vest on March 15, 2020.
F6: Price is not applicable to acquisitions resulting from grants of stock options.