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BUILD-A-BEAR WORKSHOP INC — Director's Dealing 2018
Mar 19, 2018
32281_dirs_2018-03-19_161b3ff6-84cf-4bea-adc3-71212dc60e9b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BUILD A BEAR WORKSHOP INC (BBW)
CIK: 0001113809
Period of Report: 2018-03-15
Reporting Person: Kretchmar Jennifer (Chief Merchandising Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-15 | Common Stock | A | 17442 | — | Acquired | 56045 | Direct |
| 2018-03-15 | Common Stock | F | 1985 | $8.60 | Disposed | 54060 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-15 | Employee Stock Option (Right to Buy) | $8.60 | A | 32278 | Acquired | 2023-03-15 | Common Stock (32278) | Direct |
Footnotes
F1: Grant to reporting person of 17,442 shares of restricted stock. The shares vest in equal annual installments on April 30, 2019, April 30, 2020 and April 30, 2021.
F2: Price is not applicable to grants of restricted stock.
F3: Shares surrendered in payment of tax withholding due upon vesting of restricted stock.
F4: After giving effect to the transactions reported in this Form 4, Ms. Kretchmar directly owns 12,626 shares of common stock and 41,434 shares of restricted stock of Build-A-Bear Workshop, Inc. In addition, Ms. Kretchmar holds vested options to purchase 24,674 shares and unvested options to purchase 46,838 shares of Build-A-Bear Workshop, Inc.'s common stock.
F5: The options vest on March 15, 2020.
F6: Price is not applicable to acquisitions resulting from grants of stock options.