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BUILD-A-BEAR WORKSHOP INC — Director's Dealing 2018
Mar 19, 2018
32281_dirs_2018-03-19_1a14185c-2a67-4c44-93e0-fa53ce0073dc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BUILD A BEAR WORKSHOP INC (BBW)
CIK: 0001113809
Period of Report: 2018-03-15
Reporting Person: FENCL ERIC R (CAO, Gen. Counsel & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-15 | Common Stock | A | 13080 | — | Acquired | 155954 | Direct |
| 2018-03-15 | Common Stock | F | 1343 | $8.60 | Disposed | 154611 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-15 | Employee Stock Option (Right to Buy) | $8.60 | A | 25541 | Acquired | 2023-03-15 | Common Stock (25541) | Direct |
Footnotes
F1: Grant to reporting person of 13,080 shares of restricted stock. The shares vest in equal annual installments on April 30, 2019, April 30, 2020 and April 30, 2021.
F2: Price is not applicable to grants of restricted stock.
F3: Shares surrendered in payment of tax withholding due upon vesting of restricted stock.
F4: After giving effect to the transactions reported in this Form 4, Mr. Fencl directly owns 125,840 shares of common stock and 28,771 shares of restricted stock of Build-A-Bear Workshop, Inc. In addition, Mr. Fencl holds vested options to purchase 67,469 shares and unvested options to purchase 34,629 shares of Build-A-Bear Workshop, Inc.'s common stock.
F5: The options vest on March 15, 2020.
F6: Price is not applicable to acquisitions resulting from grants of stock options.