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BUILD-A-BEAR WORKSHOP INC — Director's Dealing 2018
Sep 6, 2018
32281_dirs_2018-09-06_51dab0bc-e73d-490c-ab6e-bc8f832186c6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BUILD A BEAR WORKSHOP INC (BBW)
CIK: 0001113809
Period of Report: 2018-09-04
Reporting Person: FENCL ERIC R (CAO, Gen. Counsel & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-09-04 | Common Stock | M | 19596 | $5.11 | Acquired | 172858 | Direct |
| 2018-09-04 | Common Stock | S | 19596 | $9.21 | Disposed | 153262 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-09-04 | Employee Stock Option (Right to Buy) | $5.11 | M | 19596 | Disposed | 2019-03-17 | Common Stock (19596) | Direct |
Footnotes
F1: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2: The options vested in equal annual installments over four years from the date of grant.
F3: The reporting price is the weighted average sale price per share for 6 transactions in which the sale prices range from $9.10 to $9.30 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer.
F4: After giving effect to the transactions reported in this Form 4, Mr. Fencl directly owns 129,011 shares of common stock and 24,251 shares of restricted stock of Build-A-Bear Workshop, Inc. In addition, Mr. Fencl holds vested options to purchase 49,456 shares and unvested options to purchase 33,046 shares of Build-A-Bear Workshop, Inc.'s common stock.