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BUILD-A-BEAR WORKSHOP INC — Director's Dealing 2017
Mar 16, 2017
32281_dirs_2017-03-16_28ecb8c4-7148-4be1-a594-dda1383e6c29.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BUILD A BEAR WORKSHOP INC (BBW)
CIK: 0001113809
Period of Report: 2017-03-14
Reporting Person: John Sharon Price (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-14 | Common Stock | A | 84747 | — | Acquired | 242859 | Direct |
| 2017-03-15 | Common Stock | F | 7437 | $8.90 | Disposed | 235422 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-14 | Employee Stock Option (Right to Buy) | $8.85 | A | 29673 | Acquired | 2027-03-14 | Common Stock (29673) | Direct |
Footnotes
F1: Grant to reporting person of 84,747 shares of restricted stock. The shares vest in equal annual installments on March 31, 2018, March 31, 2019 and March 31, 2020.
F2: Price is not applicable to grants of restricted stock.
F3: Shares surrendered in payment of tax withholding due upon vesting of restricted stock.
F4: After giving effect to the transactions reported in this Form 4, Ms. John directly owns 77,743 shares of common stock and 157,679 shares of restricted stock of Build-A-Bear Workshop, Inc. In addition, Ms. John holds vested options to purchase 210,464 shares and unvested options to purchase 156,957 shares of Build-A-Bear Workshop, Inc.'s common stock.
F5: The options vest in equal annual installments on March 31, 2018, March 31, 2019 and March 31, 2020.
F6: Price is not applicable to acquisitions resulting from grants of stock options.