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BUILD-A-BEAR WORKSHOP INC — Director's Dealing 2017
Mar 16, 2017
32281_dirs_2017-03-16_b8a78396-d842-4278-9133-97c5bd71f892.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BUILD A BEAR WORKSHOP INC (BBW)
CIK: 0001113809
Period of Report: 2017-03-14
Reporting Person: Kretchmar Jennifer (Ch. Prod. Off. and Innov. Bear)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-14 | Common Stock | A | 20340 | — | Acquired | 41257 | Direct |
| 2017-03-15 | Common Stock | F | 2157 | $8.90 | Disposed | 39100 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-14 | Employee Stock Option (Right to Buy) | $8.85 | A | 7122 | Acquired | 2027-03-14 | Common Stock (7122) | Direct |
Footnotes
F1: Grant to reporting person of 20,340 shares of restricted stock. The shares vest in equal annual installments on March 31, 2018, March 31, 2019 and March 31, 2020.
F2: Price is not applicable to grants of restricted stock.
F3: Shares surrendered in payment of tax withholding due upon vesting of restricted stock.
F4: After giving effect to the transactions reported in this Form 4, Ms. Kretchmar directly owns 8,042 shares of common stock and 31,058 shares of restricted stock of Build-A-Bear Workshop, Inc. In addition, Ms. Kretchmar holds vested options to purchase 13,970 shares and unvested options to purchase 25,264 shares of Build-A-Bear Workshop, Inc.'s common stock.
F5: The options vest in equal annual installments on March 31, 2018, March 31, 2019 and March 31, 2020.
F6: Price is not applicable to acquisitions resulting from grants of stock options.