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BUILD-A-BEAR WORKSHOP INC — Director's Dealing 2017
Mar 16, 2017
32281_dirs_2017-03-16_de2be278-1395-43dc-afb5-6e2e67e1a9c9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BUILD A BEAR WORKSHOP INC (BBW)
CIK: 0001113809
Period of Report: 2017-03-14
Reporting Person: FENCL ERIC R (CAO, Gen. Counsel & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-14 | Common Stock | A | 13560 | — | Acquired | 145889 | Direct |
| 2017-03-15 | Common Stock | F | 1460 | $8.90 | Disposed | 144429 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-14 | Employee Stock Option (Right to Buy) | $8.85 | A | 4749 | Acquired | 2027-03-14 | Common Stock (4749) | Direct |
Footnotes
F1: Grant to reporting person of 13,560 shares of restricted stock. The shares vest in equal annual installments on March 31, 2018, March 31, 2019 and March 31, 2020.
F2: Price is not applicable to grants of restricted stock.
F3: Shares surrendered in payment of tax withholding due upon vesting of restricted stock.
F4: After giving effect to the transactions reported in this Form 4, Mr. Fencl directly owns 120,869 shares of common stock and 23,560 shares of restricted stock of Build-A-Bear Workshop, Inc. In addition, Mr. Fencl holds vested options to purchase 59,313 shares and unvested options to purchase 17,244 shares of Build-A-Bear Workshop, Inc.'s common stock.
F5: The options vest in equal annual installments on March 31, 2018, March 31, 2019 and March 31, 2020.
F6: Price is not applicable to acquisitions resulting from grants of stock options.