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BUILD-A-BEAR WORKSHOP INC — Director's Dealing 2017
May 12, 2017
32281_dirs_2017-05-12_c72c46cb-c3dc-4b8e-b655-ecbeed8d6d0d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BUILD A BEAR WORKSHOP INC (BBW)
CIK: 0001113809
Period of Report: 2017-05-11
Reporting Person: Clark Maxine (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-11 | Common Stock | A | 7477 | — | Acquired | 17062 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 37402 | Indirect |
| Common Stock | 140446 | Indirect |
Footnotes
F1: Grant to reporting person of 7,477 shares of restricted stock. The shares vest on May 11, 2018.
F2: Price is not applicable to grants of restricted stock.
F3: After giving effect to the transaction reported in this Form 4, Ms. Clark directly beneficially owns 9,585 shares of common stock and 7,477 shares of restricted stock, with 37,402 shares indirectly through her spouse and 140,446 shares indirectly through Smart Stuff, Inc. of Build-A-Bear Workshop, Inc. Ms. Clark is the president and sole stockholder of Smart Stuff, Inc. 5,847 restricted shares vested on May 12, 2017, a day after the above reported transaction. For purposes of this footnote, we have included these 5,847 shares as common stock instead of restricted, making this footnote accurate as of the date of filing.