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BUILD-A-BEAR WORKSHOP INC — Director's Dealing 2017
Sep 21, 2017
32281_dirs_2017-09-21_5353d47b-e7fc-4845-8495-aca89e99008c.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: BUILD A BEAR WORKSHOP INC (BBW)
CIK: 0001113809
Period of Report: 2017-09-19
Reporting Person: Leonard Braden Michael (Former Director of the Issuer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-19 | Common Stock | S | 17500 | $9.0292 | Disposed | 1360500 | Indirect |
| 2017-09-20 | Common Stock | S | 4881 | $8.9657 | Disposed | 1355619 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 142043 | Direct |
Footnotes
F1: Represents the sale of shares in [ 159] separate transactions, ranging in price from $9.00 to $9.10, resulting in a weighted average sale price per share of $9.0292. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.
F2: Represents the sale of shares in [47] separate transactions, ranging in price from $8.95 to $9.00, resulting in a weighted average sale price per share of $8.9657. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.
F3: BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
F4: Reflects a reduction of 7,477 restricted shares that were forfeited in accordance with the terms of the applicable restricted stock award agreement following Reporting Person's resignation from the Board of Directors.