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BUILD-A-BEAR WORKSHOP INC — Director's Dealing 2016
Mar 9, 2016
32281_dirs_2016-03-09_d0dfa6ee-ce11-4513-89ca-9a6a3940261d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BUILD A BEAR WORKSHOP INC (BBW)
CIK: 0001113809
Period of Report: 2016-03-07
Reporting Person: FENCL ERIC R (CAO, Gen. Counsel & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-07 | Common Stock | A | 6393 | — | Acquired | 134038 | Direct |
| 2016-03-07 | Common Stock | A | 1563 | — | Acquired | 135601 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-03-07 | Employee Stock Option (Right to Buy) | $13.69 | A | 13017 | Acquired | 2026-03-07 | Common Stock (13017) | Direct |
Footnotes
F1: Grant to reporting person of 6,393 shares of restricted stock. The shares vest in equal annual installments over three years from the date of grant.
F2: Price is not applicable to grants of restricted stock.
F3: Grant to reporting person of 1,563 shares of restricted stock upon payout of earned performance share award under shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended January 2, 2016. The shares vest in equal annual installments on March 15, 2016, March 15, 2017 and March 15, 2018.
F4: After giving effect to the transactions reported in this Form 4, Mr. Fencl directly owns 112,626 shares of common stock and 22,975 shares of restricted stock of Build-A-Bear Workshop, Inc. In addition, Mr. Fencl holds vested options to purchase 49,499 shares and unvested options to purchase 22,309 shares of Build-A-Bear Workshop, Inc. common stock.
F5: The options vest in equal annual installments over three years from the date of grant.
F6: Price is not applicable to acquisitions resulting from grants of stock options.