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BUILD-A-BEAR WORKSHOP INC — Director's Dealing 2015
Mar 19, 2015
32281_dirs_2015-03-19_f6b471de-cf12-453d-b2f9-f25eed71070e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BUILD A BEAR WORKSHOP INC (BBW)
CIK: 0001113809
Period of Report: 2015-03-17
Reporting Person: FENCL ERIC R (Ch. Bear/Gen Couns. Int. Fran)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-17 | Common Stock | A | 3366 | — | Acquired | 131373 | Direct |
| 2015-03-18 | Common Stock | F | 939 | $20.86 | Disposed | 130434 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-17 | Employee Stock Option (Right to Buy) | $20.80 | A | 4974 | Acquired | 2025-03-17 | Common Stock (4974) | Direct |
Footnotes
F1: Grant to reporting person of 3,366 shares of restricted stock. The shares vest in equal annual installments over three years from the date of grant.
F2: Price is not applicable to grants of restricted stock.
F3: Shares surrendered in payment of tax withholding due upon vesting of restricted stock.
F4: After giving effect to the transactions reported in this Form 4, Mr. Fencl directly owns 107,024 shares of common stock and 23,410 shares of restricted stock of Build-A-Bear Workshop, Inc. In addition, Mr. Fencl holds vested options to purchase 46,857 shares and unvested options to purchase 11,934 shares of Build-A-Bear Workshop, Inc. common stock.
F5: The options vest in equal annual installments over three years from the date of grant.
F6: Price is not applicable to acquisitions resulting from grants of stock options.