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BUILD-A-BEAR WORKSHOP INC — Director's Dealing 2015
Apr 3, 2015
32281_dirs_2015-04-03_014aaf56-a639-45ae-9de3-5d6db4ccb98a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BUILD A BEAR WORKSHOP INC (BBW)
CIK: 0001113809
Period of Report: 2015-04-02
Reporting Person: Klocke Tina (Chief Oper. Bear)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-04-02 | Common Stock | M | 3845 | $6.21 | Acquired | 160959 | Direct |
| 2015-04-02 | Common Stock | S | 3845 | $20.25 | Disposed | 157114 | Direct |
| 2015-04-02 | Common Stock | M | 4714 | $9.43 | Acquired | 161828 | Direct |
| 2015-04-02 | Common Stock | S | 4714 | $20.25 | Disposed | 157114 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-04-02 | Employee Stock Option (Right to Buy) | $6.21 | M | 3845 | Disposed | 2021-03-22 | Common Stock (3845) | Direct |
| 2015-04-02 | Employee Stock Option (Right to Buy) | $9.43 | M | 4714 | Disposed | 2024-03-18 | Common Stock (4714) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 100 | Indirect |
| Common Stock | 100 | Indirect |
| Common Stock | 300 | Indirect |
Footnotes
F1: Shares sold as part of cashless exercises of employee stock options.
F2: After giving effect to the transactions reported in this Form 4, Ms. Klocke directly owns 136,615 shares of common stock and 20,499 shares of restricted stock of Build-A-Bear Workshop, Inc. In addition, Ms. Klocke holds unvested options to purchase 9,428 shares of Build-A-Bear Workshop, Inc.'s common stock. In addition, Ms. Klocke indirectly beneficially owns 200 shares through trusts for the benefit of two sons and 300 shares through her spouse.
F3: Under the terms of the grant, the options vested in four equal annual installments beginning on March 22, 2012, which was the first anniverary of the date of the grant.
F4: Under the terms of the grant, the options vested in three equal annual installments beginning March 18, 2015, which was the first anniversary of the date of the grant.