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BUILD-A-BEAR WORKSHOP INC Director's Dealing 2015

Apr 3, 2015

32281_dirs_2015-04-03_014aaf56-a639-45ae-9de3-5d6db4ccb98a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BUILD A BEAR WORKSHOP INC (BBW)
CIK: 0001113809
Period of Report: 2015-04-02

Reporting Person: Klocke Tina (Chief Oper. Bear)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-04-02 Common Stock M 3845 $6.21 Acquired 160959 Direct
2015-04-02 Common Stock S 3845 $20.25 Disposed 157114 Direct
2015-04-02 Common Stock M 4714 $9.43 Acquired 161828 Direct
2015-04-02 Common Stock S 4714 $20.25 Disposed 157114 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-04-02 Employee Stock Option (Right to Buy) $6.21 M 3845 Disposed 2021-03-22 Common Stock (3845) Direct
2015-04-02 Employee Stock Option (Right to Buy) $9.43 M 4714 Disposed 2024-03-18 Common Stock (4714) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 100 Indirect
Common Stock 100 Indirect
Common Stock 300 Indirect

Footnotes

F1: Shares sold as part of cashless exercises of employee stock options.

F2: After giving effect to the transactions reported in this Form 4, Ms. Klocke directly owns 136,615 shares of common stock and 20,499 shares of restricted stock of Build-A-Bear Workshop, Inc. In addition, Ms. Klocke holds unvested options to purchase 9,428 shares of Build-A-Bear Workshop, Inc.'s common stock. In addition, Ms. Klocke indirectly beneficially owns 200 shares through trusts for the benefit of two sons and 300 shares through her spouse.

F3: Under the terms of the grant, the options vested in four equal annual installments beginning on March 22, 2012, which was the first anniverary of the date of the grant.

F4: Under the terms of the grant, the options vested in three equal annual installments beginning March 18, 2015, which was the first anniversary of the date of the grant.