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BUILD-A-BEAR WORKSHOP INC — Director's Dealing 2014
Mar 24, 2014
32281_dirs_2014-03-24_30d4beef-219b-4abb-b720-bc2575886528.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BUILD A BEAR WORKSHOP INC (BBW)
CIK: 0001113809
Period of Report: 2014-03-20
Reporting Person: Clark Maxine (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-20 | Common Stock | F | 4855 | $9.26 | Disposed | 204923 | Direct |
| 2014-03-22 | Common Stock | F | 4572 | $9.06 | Disposed | 200351 | Direct |
| 2014-03-23 | Common Stock | F | 4103 | $9.06 | Disposed | 196248 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 37402 | Indirect |
| Common Stock | 1343783 | Indirect |
Footnotes
F1: Shares surrendered in payment of tax withholding due upon vesting of restricted stock.
F2: After giving effect to the transactions reported in this Form 4, Ms. Clark directly beneficially owns 132,406 shares of common stock and 63,842 shares of restricted stock along with 37,402 shares indirectly through her spouse and 1,343,783 shares indirectly through Smart Stuff, Inc. of Build-A-Bear Workshop, Inc. In addition, Ms. Clark holds vested options to purchase 66,639 shares and unvested options to purchase 11,103 shares of Build-A-Bear Workshop, Inc.'s common stock. Ms. Clark is the president and sole stockholder of Smart Stuff, Inc.