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BUILD-A-BEAR WORKSHOP INC — Director's Dealing 2014
Mar 20, 2014
32281_dirs_2014-03-20_dc163f3e-6451-4dce-8443-ad32e59a6775.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BUILD A BEAR WORKSHOP INC (BBW)
CIK: 0001113809
Period of Report: 2014-03-18
Reporting Person: FENCL ERIC R (Ch. Bear/Gen Couns. Int. Fran)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-18 | Common Stock | A | 7284 | — | Acquired | 129896 | Direct |
| 2014-03-19 | Common Stock | F | 645 | $9.24 | Disposed | 129251 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-18 | Employee Stock Option (Right to Buy) | $9.43 | A | 6477 | Acquired | 2024-03-18 | Common Stock (6477) | Direct |
Footnotes
F1: Grant to reporting person of 7,284 shares of restricted stock. The shares vest in equal annual installments over three years from the date of grant.
F2: Price is not applicable to grants of restricted stock.
F3: Shares surrendered in payment of tax withholding due upon vesting of restricted stock.
F4: After giving effect to the transactions reported in this Form 4, Mr. Fencl directly owns 97,483 shares of common stock and 31,768 shares of restricted stock of Build-A-Bear Workshop, Inc. In addition, Mr. Fencl holds vested options to purchase 37,762 shares and unvested options to purchase 16,055 shares of Build-A-Bear Workshop, Inc. common stock.
F5: The options vest in equal annual installments over three years from the date of grant.
F6: Price is not applicable to acquisitions resulting from grants of stock options.