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BUILD-A-BEAR WORKSHOP INC — Director's Dealing 2014
Mar 20, 2014
32281_dirs_2014-03-20_0c726886-fb4a-41d4-b46c-d57514256c03.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BUILD A BEAR WORKSHOP INC (BBW)
CIK: 0001113809
Period of Report: 2014-03-18
Reporting Person: Klocke Tina (Chief Oper. & Financial Bear)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-18 | Common Stock | A | 15906 | — | Acquired | 171188 | Direct |
| 2014-03-19 | Common Stock | F | 939 | $9.24 | Disposed | 170249 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-18 | Employee Stock Option (Right to Buy) | $9.43 | A | 14142 | Acquired | 2024-03-18 | Common Stock (14142) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 100 | Indirect |
| Common Stock | 100 | Indirect |
| Common Stock | 300 | Indirect |
Footnotes
F1: Grant to reporting person of 15,906 shares of restricted stock. The shares vest in equal annual installments over three years from the date of the grant.
F2: Price is not applicable to grants of restricted stock.
F3: Shares surrendered in payment of tax withholding due upon vesting of restricted stock.
F4: After giving effect to the transactions reported in this Form 4, Ms. Klocke directly owns 117,971 shares of common stock and 52,278 shares of restricted stock of Build-A-Bear Workshop, Inc. In addition, Ms. Klocke holds vested options to purchase 73,302 shares and unvested options to purchase 29,300 shares of Build-A-Bear Workshop, Inc.'s common stock. In addition, Ms. Klocke indirectly beneficially owns 200 shares through trusts for the benefit of two sons and 300 shares through her spouse.
F5: The options vest in equal annual installments over three years from the date of the grant.
F6: Price is not applicable to acquisitions resulting from grants of stock options.