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BUILD-A-BEAR WORKSHOP INC — Director's Dealing 2013
Aug 16, 2013
32281_dirs_2013-08-16_5b8f5fdb-5c8b-4b1a-b824-f5889531e994.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BUILD A BEAR WORKSHOP INC (BBW)
CIK: 0001113809
Period of Report: 2013-08-15
Reporting Person: Clark Maxine (Director, Founder, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-15 | Common Stock | S | 45000 | $7.00 | Disposed | 302726 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 37402 | Indirect |
| Common Stock | 1343783 | Indirect |
Footnotes
F1: The sale was effected pursuant to a Rule 10b-5-1 trading plan adopted by the Reporting Person.
F2: The reporting price is the weighted average sale price per share for 13 transactions in which the sale prices range from $7.00 to $7.13 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer.
F3: After giving effect to the transactions reported in this Form 4, Ms. Clark directly beneficially owns 191,311 shares of common stock and 111,415 shares of restricted stock along with 37,402 shares indirectly through her spouse and 1,343,783 shares indirectly through Smart Stuff, Inc. of Build-A-Bear Workshop, Inc. In addition, Ms. Clark holds vested options to purchase 260,064 shares and unvested options to purchase 42,742 shares of Build-A-Bear Workshop, Inc.'s common stock.