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BUILD-A-BEAR WORKSHOP INC — Director's Dealing 2012
Nov 1, 2012
32281_dirs_2012-11-01_9c9f0d97-8823-49a3-b440-9285b2d9dae3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BUILD A BEAR WORKSHOP INC (BBW)
CIK: 0001113809
Period of Report: 2012-10-31
Reporting Person: Clark Maxine (Director, Chief Executive Bear, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-10-31 | Common Stock | P | 5000 | $3.545 | Acquired | 337689 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1468783 | Indirect |
| Common Stock | 37402 | Indirect |
Footnotes
F1: The reporting price is the weighted average purchase price per share for 9 transactions in which the purchase prices range from $3.51 to $3.55 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer.
F2: After giving effect to the transactions reported in this Form 4, Ms. Clark directly beneficially owns 200,089 shares of common stock and 137,600 shares of restricted stock along with 37,402 shares indirectly through her spouse and 1,468,783 shares indirectly through Smart Stuff, Inc. of Build-A-Bear Workshop, Inc. In addition, Ms. Clark holds vested options to purchase 202,171 shares and unvested options to purchase 100,635 shares of Build-A-Bear Workshop, Inc.'s common stock.