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BUILD-A-BEAR WORKSHOP INC — Director's Dealing 2011
Mar 21, 2011
32281_dirs_2011-03-21_a2fd5a0f-6c36-4619-a735-224c4d4ea20c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BUILD A BEAR WORKSHOP INC (BBW)
CIK: 0001113809
Period of Report: 2011-03-09
Reporting Person: Clark Maxine (Director, CEBear & Chairman of the Board, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-03-09 | Common Stock | G | 50000 | — | Disposed | 1778783 | Indirect |
| 2011-03-17 | Common Stock | F | 4431 | $6.29 | Disposed | 278790 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 37402 | Indirect |
Footnotes
F1: Gift of 50,000 shares to charitable foundation by Smart Stuff, Inc.
F2: Shares surrendered in payment of tax withholding due upon vesting of restricted stock.
F3: After giving effect to the transactions reported in this Form 4, Ms. Clark directly beneficially owns 71,969 shares of common stock and 206,821 shares of restricted stock along with 37,402 shares indirectly through her spouse and 1,778,783 shares indirectly through Smart Stuff, Inc. In addition, Ms. Clark holds vested options to purchase 168,742 shares and unvested options to purchase 134,652 shares of Build-A-Bear Workshop, Inc.'s common stock.