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BUCKLE INC — Director's Dealing 2011
Nov 8, 2011
31378_dirs_2011-11-08_44b8513e-523e-4a2e-a85f-7336421a7a32.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BUCKLE INC (BKE)
CIK: 0000885245
Period of Report: 2011-11-04
Reporting Person: NELSON DENNIS H (Director, PRESIDENT & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-11-04 | Common Stock | M | 10000 | $1.6022 | Acquired | 215100 | Direct |
| 2011-11-04 | Common Stock | S | 10000 | $45.50 | Disposed | 205100 | Direct |
| 2011-11-07 | Common Stock | M | 10000 | $1.6022 | Acquired | 215100 | Direct |
| 2011-11-07 | Common Stock | S | 10000 | $45.4219 | Disposed | 205100 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-11-04 | Stock Option (Right to Purchase) | $1.6022 | M | 10000 | Disposed | 2014-01-31 | Common Stock (10000) | Direct |
| 2011-11-07 | Stock Option (Right to Purchase) | $1.6022 | M | 10000 | Disposed | 2014-01-31 | Common Stock (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2485505 | Indirect |
| Common Stock | 67500 | Indirect |
| Common Stock | 4883.8113 | Indirect |
Footnotes
F1: Exercise price was originally reported as $25.75. Exercise price has been adjusted in accordance with the terms of the stock option plan to reflect payment of special cash dividend on 1/2/2007, 3/2 stock split on 1/12/2007, payment of special cash dividend on 10/27/2008, 3/2 stock split on 10/30/2008, payment of special cash dividend on 10/27/2009, payment of special cash dividend on 12/21/2010, and payment of special cash dividend on 10/27/2011.
F2: Number of stock options granted was originally reported as 103,500. Number of stock options outstanding has been adjusted in accordance with the terms of the stock option plan to reflect payment of special cash dividend on 1/2/2007, 3/2 stock split on 1/12/2007, payment of special cash dividend on 10/27/2008, 3/2 stock split on 10/30/2008, payment of special cash dividend on 10/27/09, payment of special cash dividend on 12/21/2010, and payment of special cash dividend on 10/27/2011.
F3: Exercisable upon certification of goals being met - 1/3 immediately, 1/3 on 1/28/2006, and 1/3 on 12/13/2006.
F4: Holdings as of 10/31/2011, as reported by plan administrator.