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BRUKER CORP — Director's Dealing 2021
Aug 18, 2021
31067_dirs_2021-08-18_195a9493-afa6-460b-912b-fe4874ba7d94.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BRUKER CORP (BRKR)
CIK: 0001109354
Period of Report: 2021-08-16
Reporting Person: Prause Burkhard (Pres. & CEO, Bruker EST)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-16 | Common Stock | M | 4371 | $22.19 | Acquired | 26494 | Direct |
| 2021-08-16 | Common Stock | M | 3249 | $34.02 | Acquired | 29743 | Direct |
| 2021-08-16 | Common Stock | M | 1903 | $41.95 | Acquired | 31646 | Direct |
| 2021-08-16 | Common Stock | M | 923 | $43.50 | Acquired | 32569 | Direct |
| 2021-08-16 | Common Stock | S | 10446 | $83.6564 | Disposed | 22123 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-16 | Stock Option (Right to Purchase) | $22.19 | M | 4371 | Disposed | 2026-10-04 | Common Stock (4371) | Direct |
| 2021-08-16 | Stock Option (Right to Purchase) | $34.02 | M | 3249 | Disposed | 2028-08-09 | Common Stock (3249) | Direct |
| 2021-08-16 | Stock Option (Right to Purchase) | $41.95 | M | 1903 | Disposed | 2029-08-08 | Common Stock (1903) | Direct |
| 2021-08-16 | Stock Option (Right to Purchase) | $43.50 | M | 923 | Disposed | 2030-08-06 | Common Stock (923) | Direct |
Footnotes
F1: The stock option granted to the Reporting Person on October 4, 2016 (the "Original Grant Date") vested in equal installments on the first, second, third and fourth anniversaries of the Original Grant Date.
F2: The stock option granted to the Reporting Person on August 9, 2018 (the "Original Grant Date") vests in equal installments on the first, second, third and fourth anniversaries of the Original Grant Date.
F3: The stock option granted to the Reporting Person on August 8, 2019 (the "Original Grant Date") vests in equal installments on the first, second, third and fourth anniversaries of the Original Grant Date.
F4: The stock option granted to the Reporting Person on August 6, 2020 (the "Original Grant Date") vests in equal installments on the first, second, third and fourth anniversaries of the Original Grant Date.
F5: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs.