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BRT Apartments Corp. — Director's Dealing 2021
Jun 12, 2021
33385_dirs_2021-06-11_936f02c1-caf5-4402-acd0-63f66327928b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BRT Apartments Corp. (BRT)
CIK: 0000014846
Period of Report: 2021-04-09
Reporting Person: LUNDY MARK H (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-09 | Common Stock | M | 23125 | — | Acquired | 245117 | Direct |
| 2021-06-09 | Common Stock | A | 14800 | — | Acquired | 259917 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-09 | Restricted Stock Units | $0 | M | 23125 | Disposed | Common Stock (23125) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1221 | Indirect |
Footnotes
F1: Represents the receipt of shares upon satisfaction of specified metrics with respect to restricted stock units granted on June 6, 2016. See Note 3.
F2: These shares were issued as restricted stock effective June 9, 2021 under the issuer's 2020 Incentive Plan. Generally, subject to the reporting person's continued relationship with issuer, the shares vest on June 8, 2026.
F3: Represents the achievement of specified metrics relating to such restricted stock units which were issued in 2016 and for which the measurement period ended March 31, 2021. See Note 1. After giving effect to the exchange of the number of RSUs reflected in Column 5 of Table II for the equivalent number of shares of common stock reflected in Table I, the reporting person does not own any derivative securities.