BRT Apartments Corp. — Director's Dealing 2021

Jun 12, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BRT Apartments Corp. (BRT)
CIK: 0000014846
Period of Report: 2021-04-09

Reporting Person: GOULD FREDRIC H (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-04-09	Common Stock	M	23125	—	Acquired	358432	Direct
2021-06-09	Common Stock	A	14800	—	Acquired	373232	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-04-09	Restricted Stock Units	$0	M	23125	Disposed		Common Stock (23125)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	25260	Indirect
Common Stock	7512	Indirect
Common Stock	33259	Indirect
Common Stock	2468	Indirect
Common Stock	2989898	Indirect

Footnotes

F1: Represents the receipt of shares upon satisfaction of specified metrics with respect to restricted stock units granted on June 6, 2016. See Note 3.

F2: These shares were issued as restricted stock effective June 9, 2021 under the issuer's 2020 Incentive Plan. Generally, subject to the reporting person's continued relationship with issuer, the shares vest on June 8, 2026.

F3: Represents the achievement of specified metrics relating to such restricted stock units which were issued in 2016 and for which the measurement period ended March 31, 2021. See Note 1. After giving effect to the exchange of the number of RSUs reflected in Column 5 of Table II for the equivalent number of shares of common stock reflected in Table I, the reporting person does not own any derivative securities.

F4: Reporting person is a partner in 130 Store Company, which owns these shares.

F5: Reporting person disclaims any beneficial interest in shares. Reporting person's spouse is no longer a trustee of the Gould Shenfeld Family Foundation.

F6: Reporting person is grantor of the Gould Family Trust, which owns these shares.

F7: Reporting person is custodian of these shares for a minor. Reporting person disclaims any benefiical interest in these shares.

F8: Reporting person is the sole shareholder of the corporate managing general partner of Gould Investors L.P. Reporting person also holds limited partnership interests in Gould Investors L.P. both directly and indirectly. These shares represent all shares of the issuer owned by Gould Investors L.P., including shares in which reporting person does not have a pecuniary interest. Includes shares obtained through the issuer's dividend reinvestment plan.