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BROWN FORMAN CORP — Director's Dealing 2024
Feb 1, 2024
30482_dirs_2024-02-01_db2bbbc0-4e82-4e4b-a304-07b30896519c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2024-01-31
Reporting Person: Hamel Matthew E (EVP and General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-01-31 | Class B Common | M | 8538 | $35.603 | Acquired | 33805 | Direct |
| 2024-01-31 | Class B Common | F | 6493 | $56.11 | Disposed | 36555 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-01-31 | Stock Appreciation Right | $35.603 | M | 8538 | Disposed | 2024-04-30 | Class B Common (8538) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common | 19766 | Indirect |
| Class B Common | 30728 | Indirect |
| Class B Common | 89972 | Indirect |
| Class B Common | 5162.9865 | Indirect |
| Class B Common | 20487.8646 | Indirect |
| Class B Common | 19.1523 | Indirect |
| Class A Common | 11624 | Direct |
| Class A Common | 5527 | Indirect |
| Class A Common | 18052 | Indirect |
| Class A Common | 85.8596 | Indirect |
Footnotes
F1: The closing price of BF-B on January 30, 2024, was used to calculate the withholding obligation.
F2: Total updated to reflect transfer of 3,146 Class B shares from 2021 GRAT to individual holdings and transfer of 6,097 Class B shares from GRAT to individual holdings.
F3: Total updated to reflect transfer of 3,146 Class B shares from 2021 GRAT to individual holdings.
F4: Total updated to reflect transfer of 6,097 Class B shares from GRAT to individual holdings.
F5: Number of shares acquired through the issuer's employee stock purchase program as of January 31, 2024.
F6: Number of shares acquired through the issuer's 401(k) plan as of January 31, 2024.
F7: Number of shares acquired through the issuer's dividend reinvestment plan as of January 31, 2024.
F8: Total updated to reflect transfer of 756 Class A shares from 2021 GRAT to individual holdings and 3,944 Class A shares from GRAT to individual holdings.
F9: Total updated to reflect transfer of 756 Class A shares from 2021 GRAT to individual holdings.
F10: Total updated to reflect transfer of 3,944 Class A shares from GRAT to individual holdings.