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BROWN FORMAN CORP — Director's Dealing 2023
Mar 30, 2023
30482_dirs_2023-03-29_605fece3-38a5-426f-af85-493dc5dae445.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2023-03-28
Reporting Person: Shepherd Jeremy J (EVP, Pres, USA & Canada)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-03-28 | Class B Common | M | 1683 | $28.034 | Acquired | 4405 | Direct |
| 2023-03-28 | Class B Common | F | 1210 | $63.06 | Disposed | 3195 | Direct |
| 2023-03-28 | Class B Common | S | 473 | $63.1632 | Disposed | 2722 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-03-28 | Stock Appreciation Right | $28.034 | M | 1683 | Disposed | 2023-04-30 | Class B Common (1683.0) | Direct |
Footnotes
F1: The closing price of BF-B on March 27, 2023, was used to calculate the withholding obligation.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.1604 to $63.18, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.