BROWN FORMAN CORP — Director's Dealing 2023

Jun 6, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2023-06-01

Reporting Person: Brown Kelli (SVP, Chief Accounting Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-06-01	Class B Common	A	148	—	Acquired	1667	Direct
2023-06-01	Class B Common	F	53	$65.09	Disposed	1614	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class B Common	8.1852	Indirect
Class B Common	899.2228	Indirect

Footnotes

F1: These shares were issued on June 1, 2023, in connection with a July 30, 2020, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2023.

F2: To satisfy withholding obligations associated with the July 30, 2020, award of performance-based restricted stock units that were issued as shares on June 1, 2023, the reporting person surrendered 53 shares of Class B common stock.

F3: The closing price of BF-B on April 28, 2023, was used to calculate the withholding obligation.

F4: Number of shares acquired through the issuer's dividend reinvestment plan as of June 1, 2023.

F5: Number of shares acquired through the issuer's employee stock purchase program as of June 1, 2023.