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BROWN FORMAN CORP — Director's Dealing 2023
Jun 6, 2023
30482_dirs_2023-06-05_71cee3e4-3fb7-4e9d-a51c-3188d4ce8ee1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2023-06-01
Reporting Person: Brown Campbell P (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-06-01 | Class B Common | A | 244 | — | Acquired | 570457 | Direct |
| 2023-06-01 | Class B Common | F | 89 | $65.09 | Disposed | 570368 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common | 916987 | Indirect |
| Class B Common | 45 | Indirect |
| Class B Common | 45 | Indirect |
| Class B Common | 264777 | Indirect |
| Class B Common | 60543 | Indirect |
| Class B Common | 88166 | Indirect |
| Class B Common | 299326 | Indirect |
| Class B Common | 88166 | Indirect |
| Class B Common | 220090 | Indirect |
| Class B Common | 30285 | Indirect |
| Class B Common | 35625 | Indirect |
| Class B Common | 191850 | Indirect |
Footnotes
F1: These shares were issued on June 1, 2023, in connection with a July 30, 2020, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2023.
F2: To satisfy withholding obligations associated with the July 30, 2020, award of performance-based restricted stock units that were issued as shares on June 1, 2023, the reporting person surrendered 89 shares of Class B common stock.
F3: The closing price of BF-B on April 28, 2023, was used to calculate the withholding obligation.