AI assistant
BROWN FORMAN CORP — Director's Dealing 2023
Jun 6, 2023
30482_dirs_2023-06-05_eb0943e5-d8cd-4a33-ba50-584d9115dcf6.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2023-06-01
Reporting Person: Hamel Matthew E (EVP and General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-06-01 | Class A Common | A | 1388 | — | Acquired | 7355 | Direct |
| 2023-06-01 | Class A Common | F | 431 | $65.88 | Disposed | 6924 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common | 75.0879 | Indirect |
| Class A Common | 21996 | Indirect |
| Class A Common | 6283 | Indirect |
Footnotes
F1: These shares were issued on June 1, 2023, in connection with a July 30, 2020, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2023.
F2: To satisfy withholding obligations associated with the July 30, 2020, award of performance-based restricted stock units that were issued as shares on June 1, 2023, the reporting person surrendered 431 shares of Class A common stock.
F3: The closing price of BF-A on April 28, 2023, was used to calculate the withholding obligation.
F4: Number of shares acquired through the issuer's dividend reinvestment plan as of June 1, 2023.