BROWN FORMAN CORP — Director's Dealing 2023

Jun 6, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2023-06-01

Reporting Person: Whiting Lawson E (Director, President & CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-06-01	Class A Common	A	14832	—	Acquired	42377	Direct
2023-06-01	Class A Common	F	6831	$65.88	Disposed	35546	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common	2.9163	Indirect

Footnotes

F1: These shares were issued on June 1, 2023, in connection with a July 30, 2020, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2023.

F2: To satisfy withholding obligations associated with the July 30, 2020, award of performance-based restricted stock units that were issued as shares on June 1, 2023, the reporting person surrendered 6,831 shares of Class A common stock.

F3: The closing price of BF-A on April 28, 2023, was used to calculate the withholding obligation.

F4: Number of shares acquired through the issuer's dividend reinvestment plan as of June 1, 2023.