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BROWN FORMAN CORP — Director's Dealing 2022
May 3, 2022
30482_dirs_2022-05-02_64c323d9-aece-490d-a9ac-e3de785b9117.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2022-04-29
Reporting Person: Hinrichs Thomas (SVP/Pres., Emerging Intl)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-04-29 | Class B Common | M | 14663 | $22.724 | Acquired | 22513 | Direct |
| 2022-04-29 | Class B Common | F | 9510 | $68.70 | Disposed | 13003 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-04-29 | Stock Appreciation Right | $22.724 | M | 14663 | Disposed | 2022-04-30 | Class B Common (14663.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Appreciation Right | $28.034 | 2023-04-30 | Class B Common (11293.0) | 11293 | Direct |
| Stock Appreciation Right | $37.942 | 2026-04-30 | Class B Common (15179.0) | 15179 | Direct |
| Stock Appreciation Right | $39.2 | 2027-04-30 | Class B Common (12827.0) | 12827 | Direct |
| Stock Appreciation Right | $53.244 | 2028-04-30 | Class B Common (11312.0) | 11312 | Direct |
| Stock Appreciation Right | $53.875 | 2029-04-30 | Class B Common (23651.0) | 23651 | Direct |
| Stock Appreciation Right | $68.241 | 2030-04-30 | Class B Common (17960.0) | 17960 | Direct |
| Stock Appreciation Right | $70.242 | 2031-04-30 | Class B Common (11312.0) | 11312 | Direct |
Footnotes
F1: The closing price of BF-B on April 28, 2022 was used to calculate the withholding obligation.
F2: These stock appreciation rights were previously reported as covering 14,457 shares at an exercise price of $23.047, but were adjusted to reflect the December 2021 special dividend.
F3: These stock appreciation rights were previously reported as covering 11,134 shares at an exercise price of $28.433, but were adjusted to reflect the December 2021 special dividend.
F4: These stock appreciation rights were previously reported as covering 14,966 shares at an exercise price of $38.481, but were adjusted to reflect the December 2021 special dividend.
F5: These stock appreciation rights were previously reported as covering 12,647 shares at an exercise price of $39.757, but were adjusted to reflect the December 2021 special dividend.
F6: These stock appreciation rights were previously reported as covering 11,153 shares at an exercise price of $54, but were adjusted to reflect the December 2021 special dividend.
F7: These stock appreciation rights were previously reported as covering 23,319 shares at an exercise price of $54.64, but were adjusted to reflect the December 2021 special dividend.
F8: These stock appreciation rights were previously reported as covering 17,708 shares at an exercise price of $69.21, but were adjusted to reflect the December 2021 special dividend.
F9: These stock appreciation rights were previously reported as covering 11,153 shares at an exercise price of $71.24, but were adjusted to reflect the December 2021 special dividend.