BROWN FORMAN CORP — Director's Dealing 2022

Jun 4, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2022-06-01

Reporting Person: Hayes John V. (SVP/President, USA & Canada)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-06-01	Class A Common	A	1640	—	Acquired	1640	Direct
2022-06-01	Class A Common	F	764	$62.42	Disposed	876	Direct
2021-12-14	Class B Common	G	1065	—	Disposed	63877.1844	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common	4314.87	Indirect
Class A Common	6747.4773	Indirect
Class B Common	0	Direct
Class B Common	8000.2232	Indirect
Class B Common	14270.58	Indirect

Footnotes

F1: These shares were issued on June 1, 2022, in connection with a July 25, 2019, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2022.

F2: Total updated to reflect the transfer of 981 shares to a revocable trust.

F3: To satisfy withholding obligations associated with the July 25, 2019, award of performance-based restricted stock units that were issued as shares on June 1, 2022, the reporting person surrendered 764 shares of Class A common stock.

F4: The closing price of BF-A on April 29, 2022, was used to calculate the withholding obligation.

F5: Total updated to reflect the transfer of 17,816 shares from direct holdings.

F6: Total updated to reflect dividend reinvestment and the transfer of 981 shares from direct holdings.

F7: Total updated to reflect the transfer of 17,816 shares to a revocable trust.

F8: Number of shares acquired through the issuer's 401(k) plan as of May 31, 2022.