BROWN FORMAN CORP — Director's Dealing 2022

Aug 2, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2022-07-28

Reporting Person: Hamel Matthew E (EVP and General Counsel)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-07-29	Class B Common	M	10880	$28.034	Acquired	28695	Direct
2022-07-29	Class B Common	F	7280	$73.61	Disposed	21415	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-07-28	Stock Appreciation Right	$73.61	A	11364	Acquired	2032-04-30	Class B Common (11364.0)	Direct
2022-07-29	Stock Appreciation Right	$28.034	M	10880	Disposed	2023-04-30	Class B Common (10880.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class B Common	25812	Indirect
Class B Common	19373.3105	Indirect
Class B Common	14.2236	Indirect
Class B Common	4282.9833	Indirect
Class B Common	41617	Indirect
Class B Common	70272	Indirect

Footnotes

F1: Number of shares acquired through the issuer's 401(k) plan as of August 1, 2022.

F2: Number of shares acquired through the issuer's dividend reinvestment plan as of July 31, 2022.

F3: Number of shares acquired through the issuer's employee stock purchase program as of July 31, 2022.